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Compliance and Regulatory Division

Compliance and Regulatory Division

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Address

2701 University Ave. SE
Minneapolis, MN 55414

Contact

Phone: 612-617-6101
Fax: 612-256-3101

Mike Rutter
Phone: 612.617.6101
Email: mike.rutter@northstarfinancial.com

Garret Colao
Phone: 612.617.6092
Email: garret.colao@northstarfinancial.com

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This website may contain articles or information that is a general discussion of federal tax laws and strategies that may benefit a taxpayer. It is not intended for, nor can it be used by any taxpayer for the purpose of avoiding federal tax penalties. Financial professionals do not provide tax or legal advice. Taxpayers should seek the advice of their own advisors regarding any tax and legal issues specific to their situation.

Securities offered through Cetera Advisor Networks LLC (doing insurance business in CA as CFGAN Insurance Agency LLC, CA Insurance Lic# 0644976), member FINRA/SIPC. Advisory Services offered through Cetera Investment Advisers LLC, a registered investment adviser. Cetera is under separate ownership from any other named entity.

Individuals affiliated with Cetera firms are either Registered Representatives who offer only brokerage services and receive transaction-based compensation (commissions), Investment Adviser Representatives who offer only investment advisory services and receive fees based on assets, or both Registered Representatives and Investment Adviser Representatives, who can offer both types of services.

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